Charles Giannetto

Charles Giannetto, age 69, is a graduate of the University of Minnesota. Mr. Giannetto received his law degree from William Mitchell College of Law in 1980. After graduation, he worked for the firm of Michaels Seeger Rosenbald and Arnold, Attorneys, Rochester, Minnesota (now Dunlap & Seeger) for ten years. He has been a solo practitioner since then, with an emphasis on corporate and securities law and commercial real estate finance. Mr. Giannetto was admitted to the Indiana Bar in 1990. Charles has more than 40 years business and legal experience, including SEC. public company experience and investment banking. He has performed the duties of public company General Counsel and operations executive, in addition to being an active Board Member. He has complete deal making experience including public offerings, private placement and M&A transactions, private equity Funds, and commercial real estate, finance, and construction experience. He has also lead several workouts and turnarounds and has managed multiple functions including finance, compliance and operations and has extensive experience with financial institutions, investors, stock exchanges and the SEC. Mr. Giannetto also has experience with bankruptcy workouts and DIP appointments. Mr. Giannetto was the Chief Legal & Compliance Officer at Quantum Immunologics Inc., an early-stage life sciences company in Tampa, FL. Previously, Charles was the Chief Legal Officer and Director of CALI Holdings, Inc., and Kairos Holdings Inc, both public traded 1940 Act investment companies. Additionally, Charles is certified by the Florida Supreme Court as a Circuit Civil (2010) and Family Law (2022) Mediator. Education Mitchell Hamline School of Law, JD, Law, 1980 University of Minnesota, 1976 Certifications Florida Supreme Court Circuit Civil Mediator, 2010 Florida Supreme Court Family Mediator, 2022 Florida Arbitrator (2022) Admitted to Indiana Bar 1990 Admissions Indiana Bar (1990) – Admitted and in Good Standing Minnesota Bar (1980) – Admitted and in Good Standing Not Admitted to Florida Bar Areas of Focus Securities Corporate finance Commercial Real estate Financial services Insurance Commercial / Contracts Partnership Disputes Civil Mediation and Arbitration (Pre-Suit and Court Ordered)